The Cash Flow Framework · Guide 4 of the Box Theory series

The tool that holds
everything together

A cash flow model is not a prediction. It is a structured way of asking: if these things happen, what does the future look like? And what happens if they do not?

The first three guides in this series built a framework for understanding where money sits, how it is invested, and whether it will last. This guide introduces the tool that brings all of that together in a single, coherent picture: the cash flow model. It explains what the model is, what goes into it, how it is used, and what it actually tells you — before you see your own numbers.

What a cash flow model actually is

A cash flow model is a year-by-year projection of your complete financial life. It takes everything that is known — all your income sources, all your assets, all your expenditure, all your liabilities — and projects it forward to a planning horizon, typically age 90, 95, or 100.

It is not a prediction. No model can predict the future. It is a structured framework for thinking about the future — one that makes every assumption explicit, allows those assumptions to be challenged, and shows what happens to the picture when any one of them changes.

The value of the cash flow model is not the central projection. It is the conversation that the projection enables. Seeing what your plan looks like if you retire two years earlier, if markets underperform for a decade, or if you need care at 82, gives you an understanding that no static questionnaire or investment report can produce.

What the model is not

Not a prediction. Every projection depends on assumptions. If the assumptions change, the projection changes. The model shows what would happen if — not what will happen.

Not a guarantee. A plan that looks sustainable under central assumptions can still be disrupted by events outside the model — unexpected health costs, family circumstances, policy changes.

Not a one-time exercise. A cash flow model is a living document. It should be updated as circumstances change and reviewed at meaningful intervals against the planning ratios it establishes.

What the model is

A thinking tool. It structures complex, multi-variable financial decisions into a single picture that can be interrogated, challenged, and adjusted.

A communication tool. It translates abstract financial planning concepts into visible, concrete outcomes you can engage with and understand.

A scenario tool. It allows the question “what if” to be answered honestly — not by guessing, but by changing the assumption and seeing what happens to the plan.

A review tool. It establishes the baseline against which future progress is measured — using planning ratios rather than investment performance alone.

What the model looks like in practice

The charts and diagrams throughout this guide use illustrative shapes and patterns to show how the model works — not specific figures. Every cash flow model is different because every situation is different. The purpose here is to show the structure of the model: what it contains, how the variables interact, and what the output looks like — before you see your own numbers.

ⓘ About the illustrations in this guide
The charts and diagrams in this guide show the shape of a cash flow model — not any specific situation. No figures shown represent a benchmark, a target, or a typical outcome. Your own model will reflect your income, your assets, your goals, and your planning horizon. The planning process starts with your numbers — not someone else’s.

Why this guide matters before you see your own numbers

Many people encounter a cash flow model for the first time as a finished output — projections, charts, and conclusions already drawn. The model has already been built; the assumptions have already been set.

This guide reverses that sequence. It explains the model before you see it — so that when you do, you understand what every line means, what every assumption represents, and what questions you should be asking. Understanding the framework means you can engage with the process rather than simply receive its outputs.

The Cash Flow Framework · Chapter 2

The baseline model —
what goes in

Every model starts with a baseline: the best current picture of how things stand. Understanding what feeds the model — and why each input matters — is the first step.

A cash flow model is built from four categories of information: income, assets, expenditure, and liabilities. Each is a variable — change any one and the picture changes. The baseline is not a fixed document. It is the starting point from which every scenario and stress test is run.

The four inputs

Income sources

Earned income — salary, self-employment income, rental income. When does it start, when does it stop, how might it change? Part-time work in early retirement is a significant variable.

State pension — when does it start (currently age 67), how much is it (full new state pension £11,502 for 2026/27), is it full or partial? State pension is the most valuable guaranteed income most people have.

Defined benefit pensions — when do they start, what do they pay, is there a spouse’s pension? A DB pension income is the closest thing to a personal annuity and transforms the risk profile of a plan.

Other guaranteed income — annuities purchased, rental income from property, trust distributions.

Assets

Pension pots — all defined contribution pensions, their current values, their wrapper structures, their investment risk levels, and their charges. Multiple pots from different employers need to be mapped onto a common risk framework (as covered in Guide 2).

ISAs and other investments — current values, wrapper structures, risk levels. The tax treatment on withdrawal is different from pensions and affects the net income the portfolio delivers.

Cash savings — emergency fund, short-term savings, Premium Bonds. These are not growth assets but they affect the sequencing of withdrawals.

Property — primary residence (typically not drawn upon but affects IHT position and care funding options), investment property (rental income and potential sale proceeds).

Expenditure

Essential expenditure — housing costs, utilities, food, transport, insurance. These need to be maintained regardless of market conditions.

Discretionary expenditure — holidays, leisure, dining, gifts. These can be reduced in poor market years — which is the source of the flexibility that significantly improves retirement sustainability.

One-off expenditure — home improvements, car replacement, helping children with deposits, significant travel. These appear as specific year events in the model.

Liabilities

Mortgage — outstanding balance, monthly payment, when it ends. A mortgage ending in retirement is a significant positive cash flow event that can reduce the required withdrawal rate substantially.

Other loans — personal loans, car finance, any other structured debt obligations.

Future known liabilities — school fees ending, a known future commitment that will cease.

IHT position — the estate value above the nil-rate band represents a future liability if estate planning is not addressed. This is a liability to the estate even if not to the individual’s cash flow.

What the baseline chart looks like

Illustrative baseline cash flow projection — the shape of a typical plan
Shows the shape of a typical cash flow model: total income (blue), total expenditure (red dashed), and portfolio value (right axis). The gap between income and expenditure in any year is met from portfolio drawdown. Shape is illustrative — your model will reflect your actual figures.
ⓘ Reading a cash flow chart
The gap between the income line and the expenditure line in any year is the net surplus or deficit. A surplus adds to the portfolio. A deficit requires a withdrawal from the portfolio. When the income line rises sharply — typically when state pension starts at age 67 — the required drawdown from the portfolio falls, which significantly improves sustainability. The portfolio value line (right axis) shows the projected portfolio size over time. If it reaches zero before the planning horizon, the plan has a sustainability problem.

The income journey — why phasing matters

A retirement income picture does not stay constant. It typically moves through distinct phases, each with different implications for how much needs to be drawn from the investment portfolio. The phasing is different for everyone — but the pattern below is common:

Typical retirement income phases — illustrative pattern
Phase 1
Age 63–67
4 years
Pre-state pension — highest drawdown phase
No state pension income yet. The full target income requirement must come from the investment portfolio. This is typically the most expensive phase of retirement and the period of greatest sequence-of-returns risk. The required drawdown is at its highest, and the portfolio is at its largest — making this the period most sensitive to early investment performance.
Phase 2
Age 67–72
5 years
Both on state pension — drawdown reduces significantly
State pension begins, providing a significant guaranteed income floor. Required portfolio drawdown falls substantially. This phase materially improves sustainability — the portfolio faces much lower withdrawals than in Phase 1, and the plan becomes significantly less sensitive to investment performance.
Phase 3
Age 72–95
23 years
Steady state — sustained drawdown over the long horizon
Expenditure pattern stabilises. Discretionary spending may reduce naturally with age. The portfolio must sustain withdrawals for 23 or more years in this phase — the longest and in many ways the most important phase of the plan. It is here that the compounding effect of the assumptions, the withdrawal rate, and the investment construction decisions all play out over time.
The Cash Flow Framework · Chapter 3

The basis of assumptions —
making them visible

Every cash flow projection depends on assumptions. The single most important thing you can do with a financial plan is understand what those assumptions are — and challenge them.

A financial projection is only as good as its assumptions. An optimistic growth assumption can make a fragile plan look robust. An unrealistic inflation assumption can hide a real purchasing power problem. This chapter puts every assumption front and centre — not buried in small print, but visible, named, and available for discussion.

⚠ The most important thing to know about assumptions
Assumptions are not predictions. They are working estimates — reasonable best guesses based on historical data, current conditions, and professional judgement. Every single assumption in a cash flow model could be wrong. The purpose of the model is not to be right about the assumptions. It is to show how sensitive the plan is to each assumption — and to identify the ones that matter most.

Why assumptions should be challenged

A cash flow model is only as good as the assumptions behind it — growth rate, inflation, charges, longevity, tax, and withdrawal sequencing all shape the result. These will be set out clearly in your own outcome report, along with how sensitive your plan is to each one. The right response to seeing a cash flow model is not to accept the projection. It is to ask about the assumptions. Some useful questions:

Questions to ask about any cash flow model’s assumptions
On growthWhat happens if returns average 1.5% less than the assumption? What if the first five years of retirement deliver below-average returns?
On inflationWhat if inflation averages 4% for the next decade? How much does that change the purchasing power of the income shown?
On longevityWhat does the plan look like at age 100? Is there a meaningful probability of running out at 95–100?
On chargesAre all charges included? Platform, fund, and adviser? Is the net return assumption truly net of all costs?
On taxDoes the model account for pension income tax in drawdown? Are ISA and pension withdrawals sequenced tax-efficiently?
On flexibilityWhat spending items are discretionary? If we needed to reduce spending by 15% in a bad year, what would that look like?
The Cash Flow Framework · Chapter 4

Planning ratios —
measuring what actually matters

Investment performance is not a planning metric. It measures what markets did, not whether your plan is working. The planning ratios introduced here measure what matters: the health of the plan itself.

A portfolio that returned 8% last year when the market returned 10% is not a planning failure — it is an asset allocation and risk profile question. A portfolio that returned 12% last year but has a 6.5% withdrawal rate and no longevity plan is not a planning success. Investment performance measured in isolation tells you almost nothing about whether the plan is on track. The planning ratios do.

⚠ Why performance alone is the wrong review metric
The habit of reviewing financial plans primarily through investment performance creates several problems. It conflates market behaviour with planning quality. It encourages inappropriate risk-taking to “keep up” with benchmarks. It obscures the real planning risks — withdrawal rate, longevity, inflation, sequence of returns — behind a number that the plan has no control over. And it means review conversations end up discussing market conditions rather than the questions that actually determine whether the plan works.

The planning ratio dashboard — illustrative example

The following ratios are the types of measures a planning dashboard tracks. Your own model will calculate these from your actual figures — the descriptions here explain what each one means and why it matters.

The ratio reference guide

Planning ratios — what each measures and why it matters
✓ The ratios as a review framework
Tracked over time, these ratios tell a coherent story about plan health. A withdrawal rate that drifts upward year on year is a signal worth attention — regardless of investment performance. A capital sufficiency ratio that moves from sufficient to insufficient means the plan has moved off track against its own objectives. A secured income ratio that has increased — because a DB pension has started or an annuity has been purchased — means the plan has become more resilient. These are the kinds of changes a review conversation should centre on.
The Cash Flow Framework · Chapter 5

Hub and spoke —
the model and its variables

The cash flow model is the hub. Every variable that affects the plan is a spoke. The planning conversation is the process of deciding which spokes to examine — and in what order.

A cash flow model is not a fixed document. It is a living framework with a central projection — the hub — and a set of variables that can be adjusted to explore different futures. Which variables matter most differs for every plan. The hub-and-spoke structure makes that exploration visible and systematic.

The hub — the baseline projection

The hub is the baseline model: the central projection built on agreed assumptions, showing what the plan looks like if things go broadly as expected. It is the reference point against which every variable is tested. On its own it is informative. As the centre of a hub-and-spoke framework, it becomes a genuine planning tool.

The hub does not change. What changes is the spoke being examined — one variable at a time, so the effect of each is clear and attributable. Changing multiple variables simultaneously produces a result that is difficult to interpret. Changing one at a time produces insight.

The hub and spoke model — the cash flow model at the centre
The model is the hub. Each spoke represents a variable that can be explored. Which spokes matter most depends on what is most relevant to that individual plan.
Hub and spoke: cash flow model at centre Cash Flow Model Growth assumption Inflation assumption Retirement timing Longevity horizon Income level Spending flexibility One-off expenditure Sequence of returns

The spokes — variables that can be explored

Each spoke represents a variable that can be adjusted in the model to explore a different future. The list below describes what each spoke tests and why it matters — not as a prediction of what will happen, but as a structured way of understanding what the plan can and cannot absorb.

The planning spokes — variables the model can explore
📈
Growth assumption
What it tests: Adjusts the expected annual investment return up or down from the baseline.
Why it matters: A 1% change in assumed return compounds significantly over a 25-30 year horizon. Tests whether the plan is sensitive to modest underperformance.
▭ Example question: What does the plan look like if returns average 1.5% less than assumed?
💹
Inflation assumption
What it tests: Changes the rate at which expenditure grows and purchasing power erodes in real terms.
Why it matters: Often the most underestimated long-term risk. Sustained higher inflation compresses real returns and forces larger nominal withdrawals.
▭ Example question: What happens to real purchasing power if inflation averages 4% for a decade?
📅
Retirement timing
What it tests: Moves the planned retirement date earlier or later.
Why it matters: Has a compound effect: changes the accumulation period, the length of the pre-state-pension drawdown phase, and the total planning horizon simultaneously.
▭ Example question: What does retiring two years earlier cost the plan in sustainability terms?
Longevity horizon
What it tests: Extends or contracts the planning horizon to test different life expectancy outcomes.
Why it matters: Longevity risk is the risk of outliving the plan. Testing to age 95, 100, or beyond reveals where the plan becomes vulnerable.
▭ Example question: Does the plan survive to age 100? If not, at what age does it become stressed?
💰
Income level
What it tests: Adjusts the target retirement income upward or downward.
Why it matters: Directly changes the withdrawal rate. Small changes in required income can have a large effect on sustainability.
▭ Example question: What is the maximum sustainable income at current assumptions?
Spending flexibility
What it tests: Tests the effect of reducing discretionary spending in years of poor investment performance.
Why it matters: A plan with flexible spending is significantly more resilient than one with fixed income needs. The model can show the precise effect of a given level of flexibility.
▭ Example question: How much does reducing discretionary spending by 15% in a difficult year improve the longevity buffer?
🏠
One-off expenditure
What it tests: Introduces specific future spending events in specific years — home improvements, family support, significant travel, vehicle replacement.
Why it matters: Large one-off withdrawals at certain points can have a disproportionate effect if they coincide with poor market conditions.
▭ Example question: What is the effect of a significant one-off expense in year 5 of retirement?
🔁
Sequence of returns
What it tests: Models a period of below-average returns early in retirement followed by recovery — keeping the long-run average the same.
Why it matters: The order of returns, not just the average, determines whether the plan survives. This is the most important retirement-specific risk.
▭ Example question: What happens to the plan if the first three years of retirement deliver below-average returns?

Which spokes matter most — it depends on the plan

Not every spoke is equally important for every plan. The variables that most affect plan sustainability differ depending on the income structure, the withdrawal rate, the time horizon, and the degree of flexibility available. Part of the planning process is identifying which spokes carry the most weight for your individual situation — and focusing attention there.

High drawdown dependency

Where income is predominantly from portfolio drawdown with little guaranteed income, the growth assumption, sequence of returns, and spending flexibility spokes carry the most weight. Small changes in these variables have large effects on sustainability.

The conversation focuses on: is the withdrawal rate sustainable? What happens if markets underperform in the early years? How much spending flexibility exists?

High secured income

Where significant guaranteed income covers most income needs, the inflation assumption and longevity horizon spokes tend to dominate. The portfolio is a top-up rather than the primary source.

The conversation focuses on: is the guaranteed income keeping pace with inflation? Is the plan robust to a very long life?

Early retirement objective

When planning to retire before state pension age, the retirement timing spoke is critical — combined with the income level and sequence of returns spokes. The pre-state-pension years are the most expensive and the most exposed to sequence risk.

The conversation focuses on: what does retiring earlier cost the plan? What is the minimum income needed to make it work?

ⓘ The spokes are explored together with your adviser
The hub-and-spoke framework is not a self-service tool. Which spokes are explored, in what order, and what the outputs mean for your specific plan are questions that require a planning conversation. The model provides the picture. The adviser provides the context, the interpretation, and — where appropriate — the recommendation. This guide explains the framework. The planning process applies it to your situation.

What the hub-and-spoke approach replaces

The traditional financial review asks: how has the investment performed? The hub-and-spoke model asks something more useful: has anything changed that affects which spokes matter, and what does the plan look like now that we test them?

A year in which markets fell but the plan remains robust against the key spokes is not a planning failure — it is a plan working as designed. A year in which markets rose but the withdrawal rate has crept upward and the inflation assumption is looking optimistic is a year that deserves a serious planning conversation regardless of investment performance. The hub-and-spoke framework is what makes the difference between a review that measures market performance and one that measures plan health.

The life events layer — when the inputs themselves change

The spokes above address assumption changes — what happens when the numbers in the model shift. There is a second, equally important category: circumstance changes — events in your life that alter the actual inputs to the model, not just the parameters around them.

These are fundamentally different in nature. An assumption change flows through an existing model. A circumstance change may require the model to be re-built from a new reality — because the facts themselves have changed. A plan built on one set of circumstances cannot simply be updated with a new growth rate when those circumstances no longer exist.

Assumption variable change
Happens continuously and gradually. The operating environment shifts. The model absorbs the change through its parameters. Examples: inflation runs higher than assumed, investment returns underperform, charges increase, state pension age moves. The plan stays the same — the numbers around it change.
▶ Addressed by the hub-and-spoke spokes above
Circumstance change
Arrives at a specific point in time. The underlying facts of the situation change. Often affects multiple inputs simultaneously and may permanently alter the planning horizon, income structure, or asset base. The numbers stay the same — the plan itself needs to change.
▶ Addressed by the life events register below

The life events register

The following register describes the life events that most commonly require a model rebuild — and identifies which inputs typically change when each event occurs. It is not a checklist of risks. It is a recognition that a well-maintained cash flow plan accommodates the normal complexity of a life.

Each event is presented with the inputs it typically affects and the reason a planning conversation is warranted. The conversation determines what the new inputs should be. This register explains why that conversation matters.

💼Employment and income(4 events)
Redundancy or involuntary job loss
Inputs that typically change
·Earned income stops or reduces
·Retirement timing may move forward involuntarily
·Pension contribution capacity may cease
·Emergency fund drawdown may begin
Multiple inputs change simultaneously and often urgently. Decisions about pension access or redundancy payment investment made in this period without a re-anchored model can have long-lasting consequences.
▶ When to review: Immediate — before any financial decisions are made
Early retirement offer or voluntary redundancy
Inputs that typically change
·Retirement date moves forward
·Income from employment ends earlier than planned
·Pension pot has less time to grow
·Pre-state-pension drawdown phase extends
The compound effect of earlier retirement is significant: smaller pot, longer drawdown period, extended pre-state-pension phase. The plan needs to be re-run from the new retirement date before the offer is accepted or declined.
▶ When to review: Before accepting the offer
Significant income change
Inputs that typically change
·Contribution capacity changes
·Withdrawal rate changes if already in drawdown
·Tax position changes
·Mortgage affordability may change
A sustained change in income — promotion, reduction, move to part-time, self-employment — changes both the accumulation trajectory and the expenditure baseline. The model needs to reflect the new income reality.
▶ When to review: When the change becomes permanent or long-term
Business sale or exit
Inputs that typically change
·Significant asset event — lump sum received
·Tax position changes materially (CGT, income tax)
·Ongoing income from business ceases
·Wrapper strategy for proceeds needs establishing
A business sale is often the largest single financial event in your life. The proceeds need to be mapped into the model alongside the tax position and the new income gap that the business income used to fill.
▶ When to review: As early as possible before completion — planning before sale is more valuable than planning after
👪Relationship and family(4 events)
Marriage or civil partnership
Inputs that typically change
·Combined income and assets now joint planning unit
·IHT position changes (spousal exemption)
·State pension entitlement review
·Risk profile may change when planning jointly
Two separate plans become one. The interaction between two income streams, two pension pots, two state pensions, and two planning horizons creates a combined picture that is materially different from either plan alone.
▶ When to review: At the point of planning jointly — before or shortly after
Divorce or separation
Inputs that typically change
·Assets split — pension sharing order may apply
·Property position changes
·Planning horizon reverts to individual
·Income may reduce, expenditure may increase
·IHT position changes
One of the most complex planning events. Pension sharing orders, property division, and the transition from joint to individual planning all happen simultaneously. The model needs to be rebuilt from first principles for the new individual position.
▶ When to review: Immediately — and reviewed again once final settlement is known
Bereavement of a partner
Inputs that typically change
·Income from partner ceases
·Expenditure may change significantly
·Pension death benefits or life assurance received
·IHT position crystallises
·State pension entitlement may change
·Planning horizon now individual
The financial consequences of bereavement are complex and arrive at the worst possible time. Decisions about pension death benefits and lump sums need to be made within defined timeframes. A calm, re-anchored plan provides the context for those decisions.
▶ When to review: As soon as practically possible — ideally before time-limited decisions on death benefits
Adult children needing financial support
Inputs that typically change
·Expenditure increases, potentially significantly
·Gifting strategy needs reviewing against IHT
·Planned legacy may reduce
·Retirement timing may be affected
Financial support for adult children — deposits, education costs, business support — is one of the most common unplanned expenditure events in retirement planning. The model needs to show the impact of the support on the sustainability of the plan.
▶ When to review: Before committing to the level and duration of support
Health(2 events)
Significant health diagnosis
Inputs that typically change
·Life expectancy assumption may change
·Expenditure may change (treatment, adaptations)
·Ability to work may be affected
·Protection claims may be triggered
·Planning horizon requires review
A health diagnosis can affect the planning horizon, the income picture, and the expenditure picture simultaneously. Whether it shortens or extends the planning horizon — and how that changes the sustainability picture — is a conversation worth having with an updated model.
▶ When to review: At the point where the financial implications become clear — individually led, not pre-loaded
Critical illness or income protection claim
Inputs that typically change
·Lump sum or income benefit received
·Earned income may cease
·Expenditure may increase initially then stabilise
·Return-to-work timeline uncertain
A successful protection claim changes the financial picture materially. The model needs to reflect the benefit received, the income gap it fills, and the revised expectations for future income.
▶ When to review: Once the claim is settled and the new financial position is established
🏠Asset events(3 events)
Inheritance received
Inputs that typically change
·Asset base increases, potentially significantly
·Tax position may change
·Wrapper strategy for assets needs reviewing
·IHT planning opportunity may arise
·Expenditure objectives may change
An inheritance changes the capital adequacy picture and may open planning options that did not previously exist. It also has its own IHT implications if the recipient already has an estate above the threshold.
▶ When to review: Once the estate is settled and the net amount is known
Property sale, purchase, or equity release
Inputs that typically change
·Asset base changes
·Expenditure may change (rent vs ownership costs)
·IHT position changes
·Liquidity changes
·Potential capital available for investment
Property is often one of the largest assets in the planning picture. A sale, purchase, or equity release changes both the asset base and the ongoing expenditure profile, and may create or eliminate a significant planning resource.
▶ When to review: Before the transaction completes — planning while options are still open
Significant windfall or debt event
Inputs that typically change
·Asset base changes
·Liability position changes
·Withdrawal rate may change
·Wrapper strategy needs reviewing
A windfall — lottery, inheritance, legal settlement — or a significant debt event — settlement of a large liability, a write-off — changes the capital picture in a way that the existing model does not reflect.
▶ When to review: Once the amount is confirmed
📄Planning and policy(3 events)
Pension legislation change
Inputs that typically change
·Tax treatment of pension benefits may change
·IHT position of pension may change
·Annual allowance or lifetime rules change
·Withdrawal strategy may need revision
The April 2027 pension IHT change is the current example — bringing pension death benefits within the estate fundamentally changes the planning logic for anyone with significant pension wealth. Policy changes require the model to be re-run with the new rules applied.
▶ When to review: When material legislative changes take effect or are confirmed
State pension age or entitlement change
Inputs that typically change
·Income phase timing shifts
·Pre-state-pension drawdown period extends or contracts
·Guaranteed income floor arrives earlier or later
The state pension is the income event that most materially changes the drawdown pressure on the investment portfolio. Any change to when it starts or how much it pays requires the phasing model to be updated.
▶ When to review: When changes are confirmed by HMRC or DWP
Protection policy change
Inputs that typically change
·Risk buffer may reduce if policy lapses
·Lump sum planning changes if policy matures
·Income needs may change if policy provided income replacement
Protection policies provide a financial backstop that can significantly affect the resilience of a retirement plan. A lapse, maturity, or change in a key policy needs to be reflected in the model's risk picture.
▶ When to review: At the point of change

Why circumstance changes are harder than assumption changes

Multiple inputs change at once

An assumption change typically affects one variable: inflation rises, growth falls. A circumstance change often affects several inputs simultaneously — and those changes interact. A redundancy at 58 changes income, retirement timing, pension contribution capacity, and possibly the risk profile all at once. The combined effect is not the sum of four separate spoke adjustments — it is a new planning reality that requires a fresh model.

Timing creates irreversibility

Assumption changes can be modelled in advance and planned for. Circumstance changes arrive at a specific moment — and decisions made in the weeks immediately following can be difficult or impossible to reverse. A pension decision made in the weeks after a bereavement without a re-anchored cash flow model can lock in an outcome that a more considered process would have avoided. The timing of the planning conversation matters as much as its content.

ⓘ Two types of review — and why the distinction matters
Calendar-driven review: the plan is reviewed at an agreed interval. The key spokes are tested, the planning ratios are checked, and the assumptions are confirmed or revised. This is the ongoing maintenance of an existing plan.

Event-triggered review: a life event has occurred. The model needs to be re-anchored to the new reality before any planning decisions are made. The review does not start with “how has the investment performed?” — it starts with “what are the new facts, and what does the plan look like from here?”

Both types of review have their place. The life events register is the mechanism that ensures event-triggered reviews happen promptly — before decisions are made on the basis of a plan that no longer reflects your actual situation.
The Cash Flow Framework · Chapter 6

All the moving parts —
in one frame

Tax wrappers, investment construction, withdrawal rates, longevity, inflation, income phasing — no single tool can hold all of these simultaneously. The cash flow model can.

The three previous guides in this series each addressed a different dimension of financial planning. The cash flow model is where all three dimensions converge. It is the only tool that can hold tax efficiency, investment construction, and retirement sustainability simultaneously — and show what happens when any one of them changes.

How the Box Theory series feeds into the cash flow model
Guide 1
The Box Theory
Tax wrapper selection
ISA / pension / bond
Withdrawal sequencing
IHT position
Net income after tax
▶ Cash Flow Model
Year-by-year projection
All inputs simultaneously
Scenario testing
Planning ratio dashboard
Review trigger framework
Guide 2
What Goes in the Box
Asset allocation
IA sector / risk level
Expected return
Volatility assumption
Correlation & diversification
Guide 3: Will It Last?
Withdrawal rate → sustainability signal
Sequence of returns risk
Longevity planning horizon
Four levers framework
Ruin probability context
Your data-gathering questionnaire
Risk profile → return assumption
Income needs → withdrawal rate
Asset mapping → wrapper structure
Planning horizon → longevity test
All inputs → model parameters

Why no single metric is sufficient

Every one of the following statements can be simultaneously true at the same time — which is why reducing financial planning to any single measure is always insufficient:

Why a single metric always tells an incomplete story
“The investment returned 9% this year”
...but the withdrawal rate is 6.5% and inflation is 3.5%. The real return after withdrawals and inflation is negative. The plan is depleting in real terms despite strong performance.
“The pot has grown to £650,000”
...but it needs to last 30 more years, the withdrawal rate has crept up to 5.8%, and 90% of income is dependent on this pot with no secured income floor. The capital looks strong but the plan is fragile.
“The portfolio is on track vs benchmark”
...but the benchmark is a 100% equity index and the portfolio is being drawn for income at age 68. Tracking a growth benchmark in drawdown is measuring the wrong thing entirely.
“The plan shows a surplus at 95”
...and the capital sufficiency ratio is 142%, the withdrawal rate is 3.2%, and 65% of income needs are covered by guaranteed sources. This is a plan with genuine resilience — the metrics tell a coherent story.
The Cash Flow Framework · Chapter 7

Review, triggers —
and what happens next

A financial plan reviewed against the wrong metrics at the wrong time for the wrong reasons is not a review — it is a performance report. This chapter explains what a meaningful review looks like.

Annual reviews built around investment performance create a predictable and unhelpful pattern: if markets are up, the meeting is comfortable; if markets are down, it is anxious. Neither is a useful proxy for whether the plan is working. The planning ratio framework replaces this with a set of meaningful conditions that actually indicate whether the plan needs attention.

Review triggers — meaningful, not calendar-driven

Rather than a calendar-driven review process, the following triggers indicate when a planning conversation is genuinely warranted. Any one of these should prompt a review regardless of when the last one took place — and their absence in any year means the plan is on track and a light-touch review may be sufficient.

Planning ratio review triggers
Ratio
Review trigger
Priority
Capital sufficiency ratio
Moves from sufficient to insufficient against the plan's own target
High
Withdrawal rate
Drifts materially above the rate agreed at outset
High
Real income maintenance
Real purchasing power falls noticeably below baseline
High
Secured income ratio
Changes materially, up or down, from the plan
Medium
Stress tolerance ratio
Plan fails under a stress scenario that was previously survivable
Medium
Longevity buffer
Buffer narrows significantly or turns negative
Medium
Drawdown dependency ratio
Reliance on the portfolio increases noticeably
Medium
Assumption drift
Actual inflation or returns diverge meaningfully from the model assumption over a sustained period
Monitor
Life event
Any material change in circumstances: health, employment, relationship, inheritance, property
Immediate

What happens next — building your own model

This guide has introduced the cash flow model as an educational framework. The next step is to build your own model using your actual numbers. That process begins with a structured data-gathering questionnaire, which collects the information needed to set the model’s parameters.

1
Complete the data-gathering questionnaire
The questionnaire gathers your income, assets, expenditure, and risk profile. It also establishes your planning horizon and key objectives. This becomes the data that feeds your personal cash flow model. The risk questionnaire maps directly to an IA sector, which sets the return and volatility assumptions in the model.
2
Review the gathered information and baseline assumptions
Before the model is run, the baseline assumptions are shared and agreed. This is the moment to challenge the growth rate, the inflation assumption, the planning horizon, and the withdrawal sequencing. A model built on assumptions you have not seen is a model you cannot interrogate.
3
Review the baseline model and planning ratios
The model is presented with its planning ratio dashboard. This is the first time you see your own numbers in this framework. The question at this stage is not “what should I do?” It is “do I understand what this shows?” and “what are the key sensitivities for my plan?”
4
Explore the what-if scenarios
The spokes most relevant to your situation are identified and explored together. Which variables matter most depends on your income structure, withdrawal rate, and planning horizon. The four levers are explored in the context of your specific plan.
5
Continue building understanding, with signposting where appropriate
Educational support continues throughout — there is no fixed point at which it stops. Where your situation reveals genuine complexity, or a decision that sits beyond the guidance boundary, you will be signposted to regulated advice clearly and explicitly, not as an automatic next step but as one path among others. The Door A or Door B guide can help you think through whether self-direction or further guided support fits your situation best — that choice always remains yours.
6
Establish the review trigger framework
The review triggers appropriate to your plan are agreed. These are the specific, measurable conditions that will prompt a planning conversation. The model is updated annually and after any life event that materially changes the inputs. Reviews are driven by the planning ratios, not by investment performance alone.
✓ The purpose of this series
The four guides in the Box Theory series are educational tools. They are designed to build the understanding that makes the financial planning process genuinely productive — so that when you see your own cash flow model, you know what you are looking at, why every assumption matters, and what questions to ask. Educational support continues throughout your plan's life, alongside your personal circumstances and ongoing review — and signposting to regulated advice is offered where your situation calls for it, not as an automatic next step.

This series of guides is produced by Iain Ford, Director, FEP&G Ltd for educational purposes only. Nothing in these guides constitutes financial advice, a personal recommendation, or a regulated activity. The illustrative figures, planning ratios, scenario outputs, and projections shown are used for conceptual illustration only. They do not represent predictions of future performance or outcomes for any individual. Investment values can fall as well as rise. You may get back less than you invest. Past performance is not a reliable indicator of future results. The planning ratios and review trigger framework are illustrative tools — appropriate thresholds for any individual will depend on their specific circumstances and should be agreed with a qualified adviser. Always seek advice from a qualified, FCA-regulated financial adviser before making financial planning decisions. © Iain Ford, FEP&G Ltd 2026.